The Great Red Dragon
(Imperialistic Capital)

Ownership/Control of a Publicly-Listed Corporation

Main Players in Mortgage Market

Selected New York Fed Member Banks

Symbol Name Of Corporation
FRE

Major
Holders
Federal Home Loan Mortgage Corporation (As of 30-Jun-2007) (As of 30-Jun-2006)
Top 10 Institutional HoldersShares2007Value ($60.70)2006
Capital Research And Management Company84,247,00012.25%$5,113,792,9009.09%
AXA (Paris, France)45,538,5426.62%$2,764,189,4995.75%
Morgan Stanley44,397,3956.45%$2,694,921,8767.70%
Barclays Global Investors UK Holdings Ltd27,278,1623.96%$1,655,784,4333.91%
Citigroup Inc.23,981,0613.49%$1,455,650,4023.18%
Pzena Investment Management, LLC21,216,5973.08%$1,287,847,437-.--%
Vanguard Group, Inc. (The)19,043,2702.77%$1,155,926,4892.64%
State Street Corporation18,766,4982.73%$1,139,126,4282.94%
Goldman Sachs Group Inc17,201,8992.50%$1,044,155,2693.33%
FMR Corporation (Fidelity Management & Research Corp)13,486,4821.96%$818,629,457-.--%
% of Shares Held by All Insider and 5% Owners:0%0%
Top 10 [1.7%] of 565 Institutional Holders Control45.81%43.66%
Percentage of Barclays and "Associates" Control15.1%23.45%

Symbol Name Of Corporation
FNM

Major
Holders
Federal National Mortgage Association (As of 30-Jun-2007) (As of 30-Jun-2006)
Top 10 Institutional HoldersShares2007Value2006
Capital Research And Management Company179,351,50018.42%$11,717,033,49515.49%
Barclays Plc55,370,0515.69%$3,617,325,4319.13%
AXA (Paris, France)54,202,8895.57%$3,541,074,7385.75%
Citigroup Inc.53,898,6695.54%$3,521,200,0455.14%
Morgan Stanley44,856,9784.61%$2,930,506,3724.50%
Barclays Global Investors UK Holdings Ltd36,916,6283.79%$2,411,763,3073.89%
Vanguard Group, Inc. (The)28,061,0732.88%$1,833,229,8992.58%
FMR Corporation (Fidelity Management & Research Corp)27,824,8152.86%$1,817,795,1633.83%
State Street Corporation26,956,6302.77%$1,761,076,6372.89%
JP Morgan Chase & Company23,827,7522.45%$1,556,667,0382.42%
% of Shares Held by All Insider and 5% Owners:0%0%
Top 10 [1.9%] of 507 Institutional Holders Control54.58%55.62%
Percentage of Barclays and "Associates" Control24.85%27.97%
NOTE: Capital Group manages 5 funds that control 10.71%.
Washington Mutual manages a fund that controls 3.04%.
Therefore, the TOP 10 control 65.29% of Fannie Mae,
and Barclays/Associates control 27.89% of Fannie Mae.

Symbol Name Of Corporation
CFC

Major
Holders
Countrywide Financial Corp. (As of 30-Jun-2007) (As of 30-Jun-2006)
Top 10 Institutional HoldersShares2007Value2006
AXA (Paris, France)55,062,2029.56%$2,001,511,042-.--%
Legg Mason Inc.51,587,9568.96%$1,875,222,2007.12%
Barclays Global Investors UK Holdings Ltd48,670,6888.45%$1,769,179,5089.18%
FMR Corporation (Fidelity Management & Research Corp)33,982,1815.90%$1,235,252,279-.--%
NWQ Investment Management Company, LLC31,642,2025.49%$1,150,194,0424.80%
TCW Group, Inc. (The) [Société Générale-France]25,286,5364.39%$919,165,5835.75%
Putnam Investment Management, LLC20,752,9043.60%$754,368,0604.37%
Price (T.Rowe) Associates Inc18,584,3383.23%$675,540,686-.--%
Barclays Plc18,285,7753.17%$664,687,921-.--%
Wellington Management Company, LLP17,955,1233.12%$652,668,7215.66%
% of Shares Held by All Insider and 5% Owners:11%11%
Top 10 [2.2%] of 456 Institutional Holders Control55.87%47.57%
Percentage of Barclays and "Associates" Control32.90%28.38%

Symbol Name Of Corporation
BK

Major
Holders
The Bank of New York Mellon Corporation (As of 30-Jun-2007) (As of 30-Jun-2006)
Top 10 Institutional HoldersShares2007Value2006
Capital Research And Management Company40,803,0003.59%$1,690,876,3207.68%
Massachusetts Financial Services Co - Other30,529,4652.68%$1,265,141,0292.68%
Lord Abbett & Co25,867,4122.27%$1,071,945,5532.83%
Barclays Global Investors Uk Holdings Ltd22,795,3252.00%$944,638,2682.84%
Vanguard Group, Inc. (The)21,015,7271.85%$870,891,7262.59%
Franklin Resources, Inc19,660,7881.73%$814,743,0542.47%
State Street Corporation18,951,7371.67%$785,359,9812.57%
FMR Corporation (Fidelity Management & Research Corp)16,972,8401.49%$703,354,4891.97%
Primecap Management Company16,273,1621.43%$674,359,8332.09%
Bank Of New York Co9,190,775.81%$380,865,716-.--%
% of Shares Held by All Insider and 5% Owners:0%0%
Top 10 [x.x%] of 10? Institutional Holders Control19.52%34.04%
Percentage of Barclays and "Associates" Control8.08%13.03%
NOTE: Year-to-year Statistics are somewhat skewed because of Mellon and Bank of New York merger.

Symbol Name Of Corporation
AIG

Major
Holders
American International Group, Inc. (As of 30-Jun-2007) (As of 30-Jun-2006)
Top 10 Institutional HoldersShares2007Value2006
FMR Corporation (Fidelity Management & Research Corp)141,908,7815.53%$9,937,871,9336.32%
AXA (Paris, France)89,966,7253.51%$6,300,369,7513.63%
Capital Research And Management Company83,139,3853.24%$5,822,251,1313.08%
Barclays Global Investors UK Holdings Ltd80,063,4753.12%$5,606,845,1542.79%
State Street Corporation76,463,6342.98%$5,354,748,2892.89%
Vanguard Group, Inc. (The)68,328,5002.66%$4,785,044,8552.39%
Davis Selected Advisers, LP59,798,0582.33%$4,187,658,0012.10%
Legg Mason Inc.45,212,7611.76%$3,166,249,6521.30%
Wellington Management Company, LLP32,180,3681.25%$2,253,591,171-.--%
Franklin Resources, Inc32,176,9901.25%$2,253,354,6091.13%
% of Shares Held by All Insider and 5% Owners:16%14%
Top 10 [0.7%] of 1322 Institutional Holders Control27.63%26.88%
Percentage of Barclays and "Associates" Control9.11%6.57%

Symbol Name Of Corporation
C

Major
Holders
Citigroup Inc. (As of 30-Jun-2007) (As of 30-Jun-2006)
Top 10 Institutional HoldersShares2007Value2006
Capital Research And Management Company230,517,1774.63%$11,823,226,0083.59%
Barclays Global Investors UK Holdings Ltd179,123,5203.60%$9,187,245,3404.70%
State Street Corporation150,346,2923.02%$7,711,261,3163.11%
AXA (Paris, France)144,848,2382.91%$7,429,266,1273.43%
Vanguard Group, Inc. (The)139,606,1012.81%$7,160,396,9202.55%
Wellington Management Company, LLP104,426,2062.10%$5,356,020,1052.39%
FMR Corporation (Fidelity Management & Research Corp)87,306,8111.76%$4,477,966,3361.42%
Morgan Stanley69,711,3061.40%$3,575,492,8841.28%
UBS Global Asset Management (Americas) Inc68,769,9851.38%$3,527,212,5301.28%
Mellon Financial Corporation57,947,5341.16%$2,972,129,018-.--%
% of Shares Held by All Insider and 5% Owners:1%1%
Top 10 [0.7%] of 1479 Institutional Holders Control24.77%25.01%
Percentage of Barclays and "Associates" Control9.18%10.35%

Symbol Name Of Corporation
JPM

Major
Holders
JPMorgan Chase & Co (As of 30-Jun-2007) (As of 30-Jun-2006)
Top 10 Institutional HoldersShares2007Value2006
AXA (Paris, France)177,718,2485.25%$8,610,449,1153.91%
Barclays Global Investors UK Holdings Ltd173,206,9805.12%$8,391,878,1815.05%
State Street Corporation108,849,3053.22%$5,273,748,8273.12%
Vanguard Group, Inc. (The)98,145,8192.90%$4,755,164,9302.54%
Capital Research And Management Company79,813,9012.36%$3,866,983,5033.32%
FMR Corporation (Fidelity Management & Research Corp)76,899,6392.27%$3,725,787,5092.00%
Legg Mason Inc.75,441,5802.23%$3,655,144,5512.20%
Davis Selected Advisers, LP74,599,9782.20%$3,614,368,9342.05%
Mellon Financial Corporation47,720,6851.41%$2,312,067,1881.28%
Morgan Stanley47,578,7051.41%$2,305,188,2571.25%
% of Shares Held by All Insider and 5% Owners:0%0%
Top 10 [0.7%] of 1277 Institutional Holders Control28.37%26.72%
Percentage of Barclays and "Associates" Control13.39%12.90%

Symbol Name Of Corporation
GS

Major
Holders
Goldman Sachs Group Inc. (As of 30-Jun-2007) (As of 30-Jun-2006)
Top 10 Institutional HoldersShares2007Value2006
Barclays Global Investors UK Holdings Ltd22,514,5395.55%$4,880,026,3285.61%
Marsico Capital Management, LLC12,927,4413.19%$2,802,022,8363.76%
State Street Corporation12,689,7943.13%$2,750,512,8493.04%
Vanguard Group, Inc. (The)11,006,8042.71%$2,385,724,7672.47%
AXA (Paris, France)9,765,2922.41%$2,116,627,0413.72%
FMR Corporation (Fidelity Management & Research Corp)7,343,2321.81%$1,591,645,5361.47%
Mellon Financial Corporation7,078,7091.75%$1,534,310,1751.57%
Wellington Management Company, LLP7,053,8801.74%$1,528,928,4901.68%
Northern Trust Corporation6,598,3701.63%$1,430,196,6971.73%
Janus Capital Management, LLC6,130,0981.51%$1,328,698,741-.--%
% of Shares Held by All Insider and 5% Owners:3%2%
Top 10 [1%] of 1001 Institutional Holders Control25.43%26.88%
Percentage of Barclays and "Associates" Control13.57%11.95%

Symbol Name Of Corporation
LEH

Major
Holders
Lehman Brothers Holdings Inc. (As of 30-Jun-2007) (As of 30-Jun-2006)
Top 10 Institutional HoldersShares2007Value2006
Legg Mason Inc.29,572,3905.57%$2,203,734,5025.32%
AXA (Paris, France)28,556,9195.38%$2,128,061,603-.--%
Barclays Global Investors UK Holdings Ltd26,827,5355.05%$1,999,187,9083.30%
State Street Corporation16,497,4783.11%$1,229,392,0603.10%
Marsico Capital Management, LLC14,365,8282.71%$1,070,541,5024.68%
Vanguard Group, Inc. (The)14,236,6102.68%$1,060,912,1772.42%
Mellon Financial Corporation8,517,1461.60%$634,697,7192.65%
Blackrock Investment Management LLC7,000,4601.32%$521,674,279-.--%
Janus Capital Management, LLC6,414,6561.21%$478,020,165-.--%
Private Capital Management, Inc.5,932,8261.12%$442,114,1931.72%
% of Shares Held by All Insider and 5% Owners:5%5%
Top 10 [1.5%] of 682 Institutional Holders Control29.75%26.80%
Percentage of Barclays and "Associates" Control18.98%18.55%
NOTE: Neuberger Berman is a Lehman Brothers Company.

© 2007 by Edward Ulysses Cate
Help Support This Site
Commentary Index
Home