The Great Red Dragon
(Imperialistic Capital)

Ownership/Control of a Publicly-Listed Corporation

Symbol Name Of Corporation
KSU

Major
Holders
Kansas City Southern (As of 30-Jun-2007)
Top 10 Institutional HoldersShares2007Value2006
Neuberger Berman, LLC9,017,70611.73%$338,524,683-.--%
Highbridge Capital Management, LLC.3,820,1404.97%$143,408,055-.--%
Marathon Asset Management LLP3,636,8384.73%$136,526,898-.--%
Mac-per-wolf Company3,264,4244.25%$122,546,476-.--%
Dimensional Fund Advisors Inc2,863,3243.73%$107,489,182-.--%
Jana Partners LLC2,852,3873.71%$107,078,607-.--%
Barclays Global Investors UK Holdings Ltd2,704,7283.52%$101,535,489-.--%
Ameriprise Financial, Inc.2,687,8903.50%$100,903,390-.--%
Keeley Asset Management Corp.2,511,3323.27%$94,275,403-.--%
Vanguard Group, Inc. (The)2,174,2762.83%$81,622,321-.--%
% of Shares Held by All Insider and 5% Owners:25%-.--%
Top 10 [3.9%] of 251 Institutional Holders Control46.24%-.--%
Percentage of Barclays and "Associates" Control18.75%-.--%
NOTE: Data from 2006 not available.

© 2007 by Edward Ulysses Cate
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