The Great Red Dragon
(Imperialistic Capital)

Ownership/Control of a Publicly-Listed Corporation

Symbol Name Of Corporation
CAT

Major
Holders
Caterpillar Inc. (As of 30-Jun-2008) (As of 30-Jun-2007)
Top 10 Institutional HoldersSharesPct.Value
Capital World Investors42,936,5007.05$3,169,572,430
State Street Corporation25,671,0364.22$1,895,035,877
Barclays Global Investors UK Holdings Ltd22,094,4703.63$1,631,013,775
Vanguard Group, Inc. (The)19,627,5283.22$1,448,904,116
State Farm Mutual Automobile Insurance Co19,591,2003.22$1,446,222,384
AXA (Paris, France)15,449,2022.54$1,140,460,091
Primecap Management Company9,916,7471.63$732,054,263
Wellington Management Company, Llp9,621,6771.58$710,272,196
Northern Trust Corporation9,109,8601.50$672,489,865
Citigroup Inc.8,535,9601.40$630,124,567
% of Shares Held by All Insider and 5% Owners:0%
Top 10 [1.0%] of 986 Institutional Holders Control29.99%
Percentage of Barclays and "Associates" Control10.75%
NOTE: Capital Group manages three funds that control 4.86%.
Washington Mutual manages a fund that controls 1.77%.
Vanguard manages three funds that control 2.57%.
Therefore, the TOP 10 Major Holders control 39.19%, and
Barclays/Associates control 12.52% of Caterpillar.
Capital Group controls 11.91%.

© 2008 by Edward Ulysses Cate
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