| Symbol |
Name Of Corporation |
CAT
Major
Holders |
Caterpillar Inc. (As of 30-Jun-2007) (As of 30-Jun-2006)
| Top 10 Institutional Holders | Shares | 2007 | Value | 2006 |
Capital Research And Management Company | 44,066,000 | 6.89% | $3,450,367,800 | 4.89% |
State Street Corporation | 20,879,442 | 3.27% | $1,634,860,308 | 3.42% |
Barclays Global Investors UK Holdings Ltd | 20,839,698 | 3.26% | $1,631,748,353 | 3.10% |
State Farm Mutual Automobile Insurance Co | 19,591,200 | 3.07% | $1,533,990,960 | 2.94% |
Vanguard Group, Inc. (The) | 18,060,582 | 2.83% | $1,414,143,570 | 2.56% |
Primecap Management Company | 10,098,773 | 1.58% | $790,733,925 | 1.66% |
Legg Mason Inc. | 9,319,973 | 1.46% | $729,753,885 | -.--% |
Deutsche Bank Aktiengesellschaft | 8,744,339 | 1.37% | $684,681,743 | -.--% |
Northern Trust Corporation | 8,142,685 | 1.27% | $637,572,235 | 1.65% |
KeyBank National Association | 8,037,644 | 1.26% | $629,347,525 | -.--% |
% of Shares Held by All Insider and 5% Owners: | | 0% | | 0% |
Top 10 [1.0%] of 919 Institutional Holders Control | | 26.26% | | 27.62% |
Percentage of Barclays and "Associates" Control | | 10.52% | | 8.17% |
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